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Senior Compliance Manager

This is a 12 month FTC based in Dublin. My client is looking for a candidate with Funds experience and the ability to lead a team and deal with queries from the business.


Key Responsibilities / Duties:

• Provide support to the Head of Compliance & deputise where necessary

• Interpretation of Irish, Luxembourg and other relevant regulations and dissemination to the business

• Act as subject matter expert with regards to all relevant regulatory requirements

• Provide assistance with the implementation of procedures and controls designed to ensure Invesco compliance with external regulatory requirements...

• ...and internal policies

• Provide advice and direction on how the rules of the regulatory bodies affect the day-to-day and project operations of each function

• Provide support for business and regulatory Change projects and initiatives as required

• Support the Board of Directors, Senior Management and Internal committees as required

• Support for regulatory relationships in Dublin and Luxembourg

• Input into and actioning Compliance strategy and management of the Department and staff within Dublin Compliance

• Support the development of a Compliance Monitoring Plan & assist with compliance monitoring to minimise regulatory and reputational risk within the...

• ...Dublin operation and Global Product Range

• Liaise with internal and external auditors, Trustees and other delegates where necessary


Qualifications


Work Experience / Knowledge:

• 5+ year's experience in a compliance role within the Funds Industry.

• Experience in providing advice in relation to regulatory requirements and best industry practice particularly in relation to management company...

• ...obligation, corporate governance and fund operations

• Involvement in industry groups/forums an advantage

• Strong understanding of the laws and Regulations relevant to the UCITS funds, with particular emphasis on management company responsibilities in...

• ...Ireland/Luxembourg

• Strong understanding of the Fund industry, including distribution on a cross border basis

• Strong understanding of the general Regulatory environment in Europe and internationally


For more information please contact Martin Joyce on 0203 892 8533 or email martin.joyce@larssonassociates.com


Salary: £70000 - £90000 per | Job Type: Contract | Posted: 26/02/2018